Already authorised

Already FCA authorised? Tell us what you need.

For firms that already hold FCA authorisation. Tell us what is changing at your firm, or what is coming due, and a member of our team will call you, usually the same business day.

  1. 1A change in control — a new owner or shareholder needs the FCA’s approval before the shares change hands; one is included in the first year of Compliance Support Services. How section 178 works
  2. 2A change of SMF29 — Form A for the incoming manager, Form C for the outgoing one
  3. 3Returns and attestation — CCR009 and CCR007 through RegData, and the annual firm details attestation
  4. 4Firm details and permissions — standing data changes, and a variation of permission when an activity is added or removed
  5. 5Documents and the FCA — the business plan and policies kept current, and replies to FCA letters
Not authorised yet? This form is for firms that already hold a permission. To apply for authorisation, Begin an Application.
£950a year

Compliance Support Services: your returns, the attestation, one Form A or Form C a year, and your plan and policies kept current. One change in control included in your first year. What is included

Your firm, and what you need. We’ll read it before we call.

The number we’ll call you on.
Six or seven digits, on the Financial Services Register.
What do you need? * tick all that apply

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